To read this week's Bridging the Week, click here.

  • Diamonds May Be Forever, but US Supreme Court Rules SEC Ability To Seek Disgorgement Limited to Five Years
  • SEC to Broker-Dealer in Enforcement Action: Include Basis for Suspicions in Suspicious Activity Reports
  • CME Clearing Member Settles Charges for Allegedly Not Retaining Required Audit Trail of Direct Access Client
  • Two CBOT Members Settle Charges Related to Purported Position Limit Violations