To read this week's Bridging the Week, click here.
- Non-Member Sanctioned by NYMEX Business Conduct Committee for Non-Bona Fide EFRPs; Can't Shift Blame to Broker or FCM Despite Try
- ICE Futures Europe Proposes Tough Prohibitions to Avoid Interaction With Sanctioned Countries or Persons
- CTA and Principal Barred as NFA Members for Not Cooperating With NFA Examination
- Correspondent Broker Charged by FINRA With Failing to Monitor Customers' Potential Spoofing Activity