To read this week's Bridging the Week, click here.

  • Non-Member Sanctioned by NYMEX Business Conduct Committee for Non-Bona Fide EFRPs; Can't Shift Blame to Broker or FCM Despite Try
  • ICE Futures Europe Proposes Tough Prohibitions to Avoid Interaction With Sanctioned Countries or Persons
  • CTA and Principal Barred as NFA Members for Not Cooperating With NFA Examination
  • Correspondent Broker Charged by FINRA With Failing to Monitor Customers' Potential Spoofing Activity